Latest News on UBS Investment Losses

Noticias sobre pérdidas en Fondos de Bonos
de UBS Puerto Rico

The Securities Arbitration Law Firm of Klayman & Toskes and Carlo Law Offices File $500,000 Claim Against UBS Financial Services Incorporated of Puerto Rico to Recover Losses Sustained in Puerto Rico Closed-End Bond Funds

The Securities Arbitration Law Firm of Klayman & Toskes, P.A., www.sueubspuertorico.com, together with Carlo Law Offices, P.S.C. located in Puerto Rico, announced today that they filed a claim against UBS Financial Services Incorporated of Puerto Rico and UBS Financial Services, Inc. (UBS) (collectively “UBS”), on behalf of three Puerto Rican…

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The Securities Arbitration Law Firm of Klayman & Toskes Comments on UBS Financial Services’ Plan to Repurchase Some Shares of Its Proprietary Puerto Rico Closed-End Bond Funds

Last month, UBS Financial Services (UBS) offered to buy back some shares of its proprietary Puerto Rico closed-end bond funds after the funds declined substantially in value in recent months. An attempt will be made to repurchase shares at net asset value or below. Bloomberg reported that UBS instructed advisors…

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Fighting for the Investor: Restoring and Maintaining High-Profile Lifestyles

Caribbean Business, October 31, 2013 By Victoria Marie Jackson Klayman & Toskes, P.A. has ‘teamed up’ with Carlo Law Offices in Puerto Rico to combat the appalling financial wrongdoings that UBS Puerto Rico committed against investors. According to the firm, UBS Puerto Rico failed to fully disclose the risks associated…

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Judgment day in SEC case against UBS execs

The following story in Caribbean Business on October 28, 2013: An administrative judge is expected to issue a ruling Tuesday in the U.S. Securities Exchange Commission’s civil case against UBS Puerto Rico officials Miguel Ferrer and Carlos Ortiz. Administrative Judge Brenda P. Murray had a deadline of October 29 to…

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The Securities Arbitration Law Firm of Klayman & Toskes Issues Important Notice To All Former UBS Financial Services of Puerto Rico Advisors Who Sold Puerto Rico Bond Funds To Their Clients

The Securities Arbitration Law Firm of Klayman & Toskes, P.A. of Boca Raton, Florida and Osvaldo Carlo Linares, Esq. of Carlo Law Offices, P.S.C. in San Juan, Puerto Rico, are investigating UBS Financial Services of Puerto Rico (NYSE: UBS) (“UBS”) relating to the firm’s sale of Puerto Rico Bond Funds. …

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El Secreto de Los Fondos Mutuos

El Nueva Dia, 20 de octubre de 2013 La diversificación es el norte que persigue este tipo de inversión para hacer crecer el dinero Por Israel Rodríguez Sánchez Ya lo dice el refrán: “No pongas todos los huevos en la misma canasta”. La sabiduría de este sencillo consejo es el…

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OCIF Investiga Prácticas de UBS en Puerto Rico

El Nueva Dia, 17 de octubre de 2013 Indaga sobre filial bancaria sin licencia para operar en la Isla Por Joanisabel González UBS Bank USA, el banco comercial que se alega otorgaba préstamos y líneas de crédito a inversionistas en Puerto Rico, no está autorizado a hacer negocios de banca…

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Local Investors Lost $2.25 Billion in September on PR investments

The following story appeared in Caribbean Business on October 16, 2013: By John Marino Local investors lost $2.25 billion last month through mutual fund investments in Puerto Rico government bonds and other island-based securities, according to statistics released Wednesday by the Office of Financial Institutions Commissions (OCIF by its Spanish…

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UBS Faces More Pressure Over PR Deals

The following story appeared in Caribbean Business on October 15, 2013: By CB Online Staff The pile on of UBS in Puerto Rico continues as lawmakers seek a legislative probe and unions push for legal action in the wake of multimillion-dollar losses for investors. The Puerto Rico Workers Syndicate and…

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Galvin Begins Examination of Puerto Rican Muni Debt Obligations

InvestmentNews, October 9, 2013. The Massachusetts Securities Regulator Has Sent Inquiry Letters to Fidelity, Oppenheimer and UBS By Bruce Kelley Massachusetts securities regulators have begun to make inquiries about the sale of Puerto Rican municipal debt obligations to investors in the state, with the office of Secretary of the Commonwealth…

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