Lawrence Klayman

The Securities Arbitration Law Firms of Klayman & Toskes, P.A. and Carlo Law Offices Continue to Investigate UBS Financial Services of Puerto Rico After Settlement With SEC and FINRA Regulators

By | Latest News on Puerto Rico Bond Funds | No Comments

San Juan, Puerto Rico (BUSINESSWIRE) – September 30, 2015 – The Securities Arbitration Law Firms of Klayman & Toskes, P.A., www.sueubspuertorico.com, and Carlo Law Offices continue to investigate UBS and its subsidiary, UBS Financial Services of Puerto Rico (“UBS”) (NYSE: UBS) for sales practice violations on behalf of investors in…

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The Securities Arbitration Law of Firms Klayman & Toskes, P.A. and Carlo Law Offices Comment on Criminal Investigation into Recommended Use of Non-Recourse Loans Secured by UBS’ Puerto Rico Closed-End Funds

By | Latest News on Puerto Rico Bond Funds | No Comments

SAN JUAN, Puerto Rico (Globe Newswire) – July 30, 2015 – The Securities Arbitration Law Firms of Klayman & Toskes, P.A., www.sueubspuertorico.com, and Carlo Law Offices comment on the criminal investigation into sales practice violations related to the use of non-purpose loans secured by UBS’ closed-end funds.  On July 28,…

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Hato Rey, Bayamón, Ponce, Rincón, Mayaguez, Guaynabo, Fajardo and Naguabo Investors in UBS Puerto Rico Family of Funds Continue To Suffer More Losses

By | Latest News on Puerto Rico Bond Funds | No Comments

Puerto Rico investors who were advised by UBS Financial Services of Puerto Rico (“UBS Puerto Rico”) to invest in UBS Puerto Rico Family of Funds Suffer More Losses. According to UBS Puerto Rico reports, the Net Asset Values (NAVs) for the non-traded closed-end Puerto Rico Bond Funds dropped precipitously for…

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San Juan, Arecibo, Caguas, Guaynabo, Carolina, Dorado, Ensenada and Vega Baja Investors in UBS Puerto Rico Family of Funds Suffer More Losses

By | Latest News on Puerto Rico Bond Funds | No Comments

Puerto Rico investors who were advised by UBS Financial Services of Puerto Rico (“UBS Puerto Rico”) to invest in UBS Puerto Rico Family of Funds Suffer More Losses. According to UBS Puerto Rico reports, the Net Asset Values (NAVs) for the non-traded closed-end Puerto Rico Bond Funds dropped precipitously for…

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The Securities Arbitration Law Firms of Klayman & Toskes, P.A. and Carlo Law Offices File Claim Against UBS on Behalf of Retiree For Losses in UBS Proprietary Closed-End Funds

By | Latest News on Puerto Rico Bond Funds | No Comments

San Juan, Puerto Rico, April 21, 2015 (GLOBE NEWSWIRE) — The securities arbitration law firm of Klayman & Toskes, P.A., and the Carlo Law Offices, P.S.C., located in Puerto Rico, recently filed a securities arbitration claim with the Financial Industry Regulatory Authority (FINRA), against UBS Financial Services Incorporated of Puerto…

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San Juan, Arecibo, Caguas, Guaynabo, Carolina, Dorado, Ensenada and Vega Baja Investors in UBS Puerto Rico Family of Funds Suffer More Losses

By | Latest News on Puerto Rico Bond Funds | No Comments

Puerto Rico investors who were advised by UBS Financial Services of Puerto Rico (“UBS Puerto Rico”) to invest in UBS Puerto Rico Family of Funds Suffer More Losses. According to UBS Puerto Rico reports, the Net Asset Values (NAVs) for the non-traded closed-end Puerto Rico Bond Funds dropped precipitously for…

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Hato Rey, Bayamón, Ponce, Rincón, Mayaguez Guaynabo, Fajardo and Naguabo Investors in UBS Puerto Rico Family of Funds Suffer More Losses

By | Latest News on Puerto Rico Bond Funds | No Comments

Puerto Rico investors who were advised by UBS Financial Services of Puerto Rico (“UBS Puerto Rico”) to invest in UBS Puerto Rico Family of Funds Suffer More Losses. According to UBS Puerto Rico reports, the Net Asset Values (NAVs) for the non-traded closed-end Puerto Rico Bond Funds dropped precipitously for…

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FINRA Arbitration Claim Filed By the Securities Arbitration Law Firm of Klayman & Toskes, P.A. and Carlo Law Offices Against UBS on Behalf of Retired Couple For Losses in Puerto Rico Municipal Bonds and UBS Proprietary Closed-End Funds

By | Latest News on Puerto Rico Bond Funds | No Comments

San Juan, Puerto Rico, March 11, 2015 (GLOBE NEWSWIRE) — The securities arbitration law firm of Klayman & Toskes, P.A., and the Carlo Law Offices, P.S.C., located in Puerto Rico, recently filed a securities arbitration claim with the Financial Industry Regulatory Authority (FINRA), on behalf of a retired couple against…

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